Operations Analyst – Anti-Money Laundering

Job Requirement:

·         Demonstrate awareness of the USA patriotic Act, the JMLSG UK Guidance notes for the prevention of money laundering and the 3rd European Money Laundering Directive

·         Understand the principles of Corporate Banking / Capital Markets and be familiar with CIB products

·         Aware of various types of trading entities – hedge funds, SPVs, corporates, limited, private and public companies, holding companies, trust’s etc.

·         Responsible for collecting and review of AML documents in accordance with the current procedures

·         Notify compliance if documentation or identification appears to be fraudulent or suspicious

·         Issue reports to inform the Business of outstanding AML due diligence documentation that may be provided post-opening or temporarily waived or deferred by CAC

·         Monitor Trade Exceptions to ensure KYC is complete and front office is aware of deficiencies

·         Ensure follow up of critical issues

·         Ensure our process is consistent globally but adapted to local rules

·         Contribute to the implementation and controls for daily processes and assist with the update of procedures

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